Rank Brokerage ( 2007) Total Employmees
1 Smith Barney 925
444 S. Flower St.,
26th Floor
Los Angeles 90071
2 Wells Fargo 728
333 S. Grand Ave.,
Suite 1100
Los Angeles 90071
3 Merrill Lynch 818
350 S. Grand Ave.,
Suite 2700
Los Angeles 90071
4 Farmers Financial 471
Solutions LLC )
30801 Agoura Road,
Building 1
Agoura Hills 91301
5 Morgan Stanley 601
1999 Avenue of the
Stars, 24th Floor
Los Angeles 90067
6 UBS Financial 615
Services Inc.
725 S. Figueroa St.,
41st Floor
Los Angeles 90017
7 Wachovia Securities 295
LLC
225 S. Lake Ave.,
Suite 700
Pasadena 91101
8 Transamerica Financial 233
Advisors Inc.
1150 S. Olive St.,
Suite T-2501
Los Angeles 90015
9 Wedbush Morgan
Securities
1000 Wilshire Blvd. 362
Los Angeles 90017
10 Sagemark Consulting
Lincoln Financial
Advisors 200
31111 Agoura Road,
Suite 200
Westlake
Village 91361
11 Western International
Securities Inc.
70 S. Lake Ave., 91
Suite 700
Pasadena 90010
12 Bear Stearns & Co.
Inc.
1999 Avenue of the 275
Stars, Suite 3200
Los Angeles 90067
13 Imperial Capital LLC
2000 Avenue of the Stars,
Ninth Floor South 99
Los Angeles 90067
14 Crowell Weedon & Co.
1 Wilshire Blvd.
Los Angeles 90017 116
15 Charles Schwab &
Co. Inc.
1900 Avenue of the 78
Stars, Suite 101
Los Angeles 90067
16 RBC Dain Rauscher
9665 Wilshire Blvd.,
Fourth Floor 98
Beverly Hills 90212
17 Edward Jones 56
870 Hampshire Road,
Suite A
Westlake Village 91361
18 City National
Securities Inc.
400 N. Roxbury Drive 55
Beverly Hills 90210
19 M.L. Stern & Co. LLC
8350 Wilshire Blvd.
Beverly Hills 90211 97
20 B. Riley & Co. LLC
11100 Santa Monica
Blvd., Suite 800 34
Los Angeles 90025
21 Cantor Fitzgerald & Co.
1925 Century Park East
Los Angeles 90067 35
22 First Republic
Securities Co. LLC
1888 Century Park East 17
Los Angeles 90067
23 The Summa Group of
Oppenheimer & Co.
10880 Wilshire 10
Blvd., fl 23
Los Angeles 90024
24 Clark Securities Inc.
1150 S. Olive St.,
Suite T-2120 5
Los Angeles 90015
25 Perennial Financial
Services
11620 Wilshire Blvd., 3
Suite 715
Los Angeles 90025
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