Financial Planning Firms Valley

Financial planning firms: companies ranked by assets under management.

San Fernando Valley Business Journal
Monday, December 25 2006









Rank Firm Assets Under Employees
* name Management * Valley CFPs (1)/
* address (in millions) RIAs (2)
* Valley NASD
licensed (3)
* Valley total

1 Merrill Lynch & Co., $1,800,000 (4) 11/82
Inc. 102
2815 Townsgate Rd. 117
Ste. 300
Westlake Village 91361

2 Smith Barney 1,200,000 (4 5) 38 (6)/38 (6)
21600 Oxnard St., 386
Suite 2000 626
Woodland Hills 91367

3 Wachovia Securities, LLC 689,100 (4) 2/58
5820 Canoga Ave., 64
Ste. 100 113
Woodland Hills 91367
4 Morgan Stanley 633,000 (4) NA/50
15490 Ventura Blvd. N/A
3rd Fl. 86
Sherman Oaks 91403

5 Wells Fargo & Co. 2,214 (7) 2/na
15760 Ventura Blvd. 81
Encino 91436 1,042

6 Brookstreet Securities 475 (9) 1/5
Corp. (8) 10
21820 Burbank Blvd. #305 24
Woodland Hills 91367

7 NBS Financial Services, 165 (9) 3/1
Inc. 2
340 N. Westlake Blvd. 8
Ste. 112
Westlake Village 91362

8 Tow Financial Advisors 120 (9) 1/5
14724 Ventura Blvd. 3
Suite 501 6
Sherman Oaks 91403

9 APEX Financial Services 33 (9) 1/0
1951 Gait St. Ste. 103 1
Simi Valley 93065 1

10 Glen Chester & 9 (9) 1/1
Associates 1
16919 Horace St. 1
Granada Hills 91344

11 Ventura Advisors 5 (9) 1/1
21550 Oxnard St. 3rd Fl na
Woodland Hills 91367

http://www.allbusiness.com/north-america/united-states-california/4010637-1.html